Do all financial firms need a fidelity bond?
Answers from the sources
The Coyle Group
“Not all. Broker-dealers must carry a fidelity bond under FINRA Rule 4360, while RIAs and PE/VC firms often choose bonds voluntarily.Even if not required, many investors and counterparties expect proof of coverage. A fidelity bond is often seen as a baseline safeguard against internal fraud.”
Sourcethecoylegroup.com
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- The Coyle Group — company guide
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- Published
- 2026-10-24
- Modified
- 2026-10-24
- ready-scan-subjects/Q140533407
- revision Q140533407:content:7aa0da424e634b32